Приказ №62 нко зао нрд issued by nsd от 18. 03. 2016
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| 1.32.2.10.The registration of the Master Agreement Reporting Form, the Master Agreement Termination Reporting Form or amendments to the Master Agreement Reporting Form or the refusal to register or amend the Master Agreement Reporting Form is evidenced by corresponding entries made in the Contracts Register and in the Registration Log, and the issuance by the Repository of a Registration Advice (document code RM001 attached at Appendix 1) or, respectively, a Registration / Execution Rejection Advice (document code RM002 attached at Appendix 1) specifying the reasons for the rejection. |
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| 1.32.2.11.The registration of information on a Master Agreement, Master Agreement Termination or amendments to the terms of a Master Agreement can be initiated by the Principal Reporting Agent indicated in the Master Agreement Reporting Form. |
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| 1.32.2.12.The registration of a Master Agreement Reporting Form, Master Agreement Termination Reporting Form or amendments to a Master Agreement Reporting Form is effected by the Repository. |
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| 1.32.2.13.Information on a Master Agreement may be recorded in the Contracts Register either before the receipt by the Repository of information on a Contract concluded pursuant to that Master Agreement required to be registered within the registration system of the Repository, or concurrently with the receipt by the Repository of information on the conclusion of a Contract. |
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| 1.32.2.14.If information on a Master Agreement on the terms and conditions of which a Contract is concluded is submitted concurrently with the submission of information on the conclusion of the Contract, such information must be submitted within three (3) working days from the date of the conclusion, termination or completion of that Contract. |
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| 1.32.2.15.If any changes are made to the terms of a Master Agreement recorded in the Contracts Register, the information on such changes shall be submitted to the Repository within three (3) working days from the date on which such changes become effective. |
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| 1.32.2.16.In case of termination of the Master Agreement which was registered in the Contracts Register, information on Master Agreement termination shall be provided to the Repository no later than three (3) working days from the moment the Master Agreement is terminated. |
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| 1.32.2.17.Information on a new Master Agreement, Master Agreement termination or on amendments to the terms and conditions of a previously registered Master Agreement, is recorded in the Contracts Register on the same working day when the Master Agreement Reporting Form or the Master Agreement Termination Reporting Form were received by the Repository if it is received before 5:00 p.m., if in hard copy form, and before 6:00 p.m., if in electronic form. However, where the reporting form is received after 5:00 p.m., if in hard copy, or after 6:00 p.m., if in electronic form, such information is recorded in the Contracts Register on the working day immediately following the day of the receipt of the Master Agreement Reporting Form by the Repository. |
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| 1.32.2.18.If the Repository receives from the Client’s Principal reporting agent (Principal reporting agent 1) a Master Agreement Reporting Form / Master Agreement Termination Reporting Form which is required to be confirmed by the counter-parties Principal reporting agent (Principal reporting agent 2), the Repository shall, on the same working day on which the Repository sends the Master Agreement Reporting Form / Master Agreement Termination Reporting Form to the Principal Reporting Agent 2 , and by the end of each subsequent day during the following 30 -day period established for the affirmation by the Client’s counterparty of the Master Agreement Reporting Form, prepare and send to the Principal Reporting Agent 1 and to the Principal Reporting Agent 2, a report stating that the registration of the Master Agreement Reporting Form was suspended (document code attached at RM007 Appendix 1). This report is included among the reports to be issued by the Repository on a daily basis . The Repository shall no enter information about the Master agreement to the Contracts Register until the Master Agreement reporting Form/ Master Agreement Termination Reporting Form are confirmed by Principal Reporting Agent 2. |
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| 1.32.2.19.If an error is detected the Principal Reporting Agent may submit an Order to cancel a message sent earlier (document code CM003, Appendix 1 to these Terms and Conditions) that contains the Master Agreement Reporting Form / Master Agreement Termination reporting Form. The Cancellation Order may be executed only with respect to Reporting Forms with a Pending status. When the Cancellation Order is processed the Repository checks completeness and accuracy of the required fields and in case of non-compliance or incompleteness of fields and if the Master Agreement Reporting Form / Master Agreement Termination Reporting Form have no Pending status, the Repository shall prepare and send a Registration / Execution Rejection Advice (document code RM002 Appendix 1) indicating a reason for rejection to the Principal Reporting Agent. |
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| 1.32.2.20.Procedures for posting entries on Master Agreements in the Contracts Register |
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| 1.32.2.20.1.Upon receipt by the Repository of an electronic Master Agreement Reporting Form, the Repository shall send to that Principal Reporting Agent (Principal Reporting Agent 1), a delivery acknowledgement report prepared in accordance with the EDI Agreement. |
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| 1.32.2.20.2.Upon receipt of the Master Agreement Reporting Form, the Repository shall examine it to ensure its compliance with the necessary requirements and if there are any defects in its preparation, send to Principal Reporting Agent 1 a Registration / Execution Rejection Advice (document code RM002 attached at Appendix 1) specifying the reason for the rejection. |
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| 1.32.2.20.3.If the Master Agreement Reporting Form is prepared correctly with all necessary data, the Repository shall send to the Principal Reporting Agent of the Client’s counterparty (Principal Reporting Agent 2) a request for approval (document code RM005 attached at Appendix 1). At the same time, the Repository shall send to Principal Reporting Agent 1 a notification on a reporting form status (document code RM003 attached at Appendix 1). |
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| 1.32.2.20.4.The Master Agreement Reporting Form shall be confirmed by Principal Reporting Agent 2 sending the Repository a report affirming the data contained in the Master Agreement Reporting Form (document code СM001 attached at Appendix 1). |
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| 1.32.2.20.5.Upon receipt of a report affirming the data in the Master Agreement Reporting Form from Principal Reporting Agent 2, the Repository shall compare the Master Agreement Reporting Form received from Principal Reporting Agent 1 with the report affirming the data contained in the Master Agreement Reporting Form received from Principal Reporting Agent 2. The Repository shall compare all data pursuant to rules provided by Appendix 6 to these Terms and Conditions, and if the two sets of data match, the Repository shall record the information on the Master Agreement in the Contracts Register and shall send to Principal Reporting Agent 1 and Principal Reporting Agent 2 a Registration Advice (document code RM001 attached at Appendix 1). |
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| If the Repository finds differences only in the scanned copies of the Master Agreements appended to the Master Agreement Reporting Form and / or names of PDF files indicated in the Reporting Form, the matching shall be deemed to be positive, and information on the Master Agreement (with the exception of the scanned copies of the Master Agreements) shall be recorded in the Contracts Register, and the Repository shall issue for Principal Reporting Agent 1 and Principal Reporting Agent 2 Registration Advice (document code RM001 attached at Appendix 1) and Principal Reporting Agent 2 shall additionally receive a Notice on differences in terms of the reporting forms (document code RM006 attached as Appendix 1) with respect to scanned copies. In such case, additional information on the Master Agreement in the form of a scanned copy of the Master Agreement may later be included in the Contracts Register when recording information on amendments made to the Master Agreement. | Если в результате сверки выявлено расхождение только в сканированных образах Генеральных соглашений, прикрепленных к Анкете генерального соглашения и/или в наименовании PDF-файла, указанного в Анкете, сверка считается пройденной, сведения о Генеральном соглашении (за исключением сканированных образов Генеральных соглашений) вносятся в Реестр договоров, Базовому информирующему лицу 1 и Базовому информирующему лицу 2 направляется Извещение о регистрации (код документа RM001 Приложение 1 к настоящим Условиям), а Базовому информирующему лицу 2 дополнительно направляется Уведомление о расхождениях в условиях Анкет (код документа RM006 Приложение 1) в отношении сканированных образов документов. В этом случае внесение в Реестр договоров дополнительных сведений о Генеральном соглашении в форме сканированного образа Генерального соглашения может быть осуществлено в дальнейшем в порядке внесения в Реестр договоров записей об изменении Генерального соглашения. | |||
| If the matching of the data produces a negative result, the Repository shall prepare and send to Principal Reporting Agent 2 a report on the differences in terms of reporting forms (document code RM006 attached at Appendix 1). | При отрицательных результатах сверки Репозитарий формирует и направляет Базовому информирующему лицу 2 Уведомление о расхождениях в условиях Анкет (код документа RM006 Приложение 1). | |||
| 1.32.2.20.6.If Principal Reporting Agent 2 sends the Repository information on the disagreement with the data (document code CM002 attached at Appendix 1), or if no report affirming the data contained in the Master Agreement Reporting Form and no advice on the disagreement with the data is received within 30 calendar days from Principal Reporting Agent 2, the Repository shall send to Principal Reporting Agent 1 a Registration / Notification Rejection Advice (document code RM002 attached at Appendix 1). |
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| 1.32.2.20.7.If the Client, not obliged to submit information to the Repository and refusing to submit information to the Repository, is party to the Master Agreement, an entry about the Master Agreement is made to the Contracts’ Register in the following way: | ||||
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